Chief Compliance Officer

About RockWallet

Rock Solid. Rock Confident.

RockWallet is a financial technology company composed of people who think differently about how digital assets can be managed, accessed, and used.

Our vision is for everyone, everywhere to be able to reimagine prosperity in the digital economy. Our mission is to help you make the most of the opportunities available by building products that empower people to navigate digital asset usage easily, securely, and confidently. Our self-custodial, multicurrency wallet puts you in charge of your digital assets. RockWallet’s app makes it quick and easy to buy, use, store, and swap top cryptocurrencies, all in one place, on your mobile. RockWallet is registered with FinCEN as a Money Service Business. Find out more here at www.rockwallet.com.

Want to join us? We’re expanding our team! If you’re looking for remote work that provides upward mobility in a supportive and friendly environment where innovation thrives, RockWallet is for you!

We are looking for an experienced and highly motivated Chief Compliance Officer to help build and grow our U.S. compliance program. This is a highly visible role that provides valuable and significant work. You will be RockWallets’s FinCEN-registered BSA Officer and OFAC Officer. You will lead the efforts to strengthen our U.S. compliance program to support the Company’s fast-paced growth in the U.S.

This role is remote with a preference for US-based applicants in the Eastern Time Zone.

Role Overview

Reporting to the CEO, Board, and Compliance Committee, the Chief Compliance Officer will be responsible for the duties and obligations listed below.

Key Responsibilities

• Oversee and monitor the implementation of the U.S. Compliance Regime
• Act as RockWallet’s BSA Officer and OFAC Officer, and all related obligations;
• Oversee the implementation of RockWallet’s new Compliance Management tools and systems including SumSub, Sardine, Veriff, and Chainalysis;
• Maintain and update the annual corporate risk assessment as required pursuant to the BSA;
• Create, maintain and execute an AML and sanctions training program for new and existing RockWallet employees, management, and board, as required pursuant to the BSA;
• Ensure that sanctions screening policies, procedures and tools are operating maximally;
• As needed, create, update and maintain policies, procedures and guidance, as required by the regulatory environment, pertaining to anti-money-laundering, anti-terrorist financing and sanction, and also pertaining to other regulated areas such as data privacy and protection, consumer protection and fraud prevention;
• Develop a deep understanding of RockWallet products and services to execute enhancements driven by the changing regulatory environment;
• Responsible for state money transmitter licensing strategy, license acquisition and maintenance as required, supervision of external vendors as required;
• Ensure compliance monitoring, testing, and reporting are consistent with regulatory requirements as well as working with other functional group leaders to ensure compliance as needed in accordance with the compliance program;
• Partner with internal and external stakeholders to drive compliant solutions to adherence to the regulatory regime governing RockWallet’s business;
• Communicate legal and regulatory requirements impacting the different lines of our business, and providing guidance from a compliance perspective;
• Respond to and participate in internal and external audit requests;
• Monitor global regulatory and business developments, and revise policies and procedures as necessary in conjunction with the Managing Director and Global Compliance team as well as stay current on the latest industry trends and regulatory developments that impact the regulatory environment;
• Act as the Company representative who is registered with Compliance and Regulatory bodies;
• Supervise, manage, and grow the existing Compliance team;
• Write, edit and participate in internal and external papers and articles on regulation and compliance; and,
• Other duties as required.

Candidate Profile

• Bachelor’s degree with CAMS certification is preferred
• Minimum of 7 years' experience in related compliance roles in Fintech, Payment Systems, and Crypto is required, with a preference for previous Money Services Business (MSB) experience
• Candidates from Compliance and AML backgrounds will be given preference.
• Deep understanding and experience in the areas of compliance with the Bank Secrecy Act, the PATRIOT Act, OFAC, sanctions legislation, and FinCEN and MSB requirements
• Familiarity with Gramm-Leach-Bliley Act, Reg E, data privacy and governance and consumer protection legislation
• Familiarity with state licensing regimes, application and maintenance processes
• Strong experience in risk management
• Strategic thinker, data-driven and analytical in approach to solving problems, thinking of ways to improve productivity, efficiency and business outcomes
• Demonstrated ability to deliver results in a highly cross-functional, global organization.
• Excellent organizational and interpersonal skills to effectively work with department members, senior leadership and colleagues outside the department and to respond to regulators, banking and payment partners and other vendors
• Strong verbal and written communication skills to inform and educate team members, and to file correct and accurate compliance reports with regulatory bodies
• Ability to learn and adapt quickly in a fast-moving startup environment.

Benefits:

• Work from home
• A competitive salary
• Diverse and dynamic work environment
• Work-life balance and support for career development

How to Apply

Please submit your resume in our preferred file – .PDF not in .DOC. Thank you.

We thank all interested applicants, however, only those under consideration will be contacted.

RockWallet, LLC is an Equal Employment Opportunity/ Veterans/Disabled/LGBT and Affirmative Action employer. At RockWallet, we value diversity of all types. Our team is comprised of smart, collaborative and thoughtful people with a wide range of backgrounds, skills and experiences.

RockWallet is an equal opportunity employer and we are committed to a diverse and inclusive workplace. We welcome applications from qualified individuals from all backgrounds. Accommodations are available upon request in all phases of the selection process. www.rockwallet.com.